The Institute of Chartered Accountants of India
(Set up by an Act of Parliament)

Technical Guide on System Audit of Stock Brokers

Committee on Information Technology of the Institute has come out with this excellent Technical Guide to enable ISA Members to offer IS Audit Services which are mandatory for NSE Stock Brokers and recommendatory for BSE Stock Brokers
Bar Code: 11ISA0015
₹ 200.00
excluding shipping

This guide aims to provide the necessary introduction to the CTCL Facility of Stock Brokers, concern areas, processes/ procedures to be followed and access to relevant circulars of NSE and BSE, apart from the required audit reports that can be directly used in providing IS Audit services.

The Guide includes following topics:

• Trading Patterns ( Capital Market Segment, Futures & Options Segment)
• IS Architecture ( Total Information Systems, NSE Trading Network, Stock Broking Activities)
• CTCL Trading Facility
• IS Environment in CTCL
• CTCL Audit Preparation
• Audit Procedure
• Systems Audit Report
• NSE and BSE Circulars

Products specifications
Publication Member Publication
Author Committee for Information Technology
Type Paperback
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The publication provides practical guidance to the members regarding various aspects of Audit of Accounts of Members of Stock Exchanges.
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